Compliance
Investor Charter for Research Analysts
Our vision, mission, services and the standards you are entitled to expect from us.
Vision
To be a trusted partner for retail and institutional clients by adhering to high standards of financial integrity, analytical rigour and regulatory compliance.
Mission
To empower investors with disciplined, transparent and objective research, prioritising risk mitigation and long-term value creation.
Services provided to investors
- Publication of research reports based on our research activities.
- Publication of research recommendations based on our research activities.
Rights of investors
- Right to privacy and confidentiality.
- Right to transparent practices.
- Right to fair and equitable treatment.
- Right to adequate information.
- Right to initial and continuing disclosure — the right to receive information about our terms and conditions, and any change to them.
- Right to fair and prompt grievance redressal.
- Right to have their personal information kept confidential, subject to regulatory requirements.
Expectations from investors
- Deal only with SEBI-registered Research Analysts; check the registration number.
- Provide complete and accurate KYC information and keep contact details updated.
- Pay only through traceable banking channels, never in cash.
- Never share trading, demat or bank login credentials or OTPs with anyone, including us.
- Read the research report and all disclosures before acting on any recommendation.
- Understand that investments carry market risk and that no returns are assured.
- Do not fall for assured-return, guaranteed-profit or limited-period-discount claims.
Grievance redressal mechanism
- Raise your grievance with us at Asanresearch26@gmail.com or through our grievance form. We endeavour to resolve grievances within 7 business days.
- If unresolved, lodge a complaint on SEBI SCORES at scores.sebi.gov.in.
- You may also initiate Online Dispute Resolution at smartodr.in.